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Ricardo D. Thomas, ChFEBC, RFC®

Financial Planning Services
Financial Services Bulletin
Due to various state regulations and registration requirements concerning the dissemination of information regarding investment products and services, we are currently required to limit access to individuals residing in states where we are currently registered. This website is not applicable to sales in the UK or any other country outside of the United States. The following is a list of states in which we are currently registered: Louisiana, California, Georgia, New Mexico, Maryland, Virginia, Florida, Mississippi and Texas. 

If we are not currently registered in your state, we will not be able to disseminate investment product and services information to you at this time. Should you desire information on ways in which our company may help you with your investment needs, please feel free to email us at:clientservices@thomaswaddell.net , briefly explaining the information you desire. We may be able to refer you to a representative in your area, or we may become registered in your state, at which time we would be able to further discuss how our services may meet your needs. 



Financial Planning

  • financial plan preparation
  • investment portfolio analysis
  • insurance portfolio analysis
  • estate planning
  • financial consultations

    Pre-Retirement Planning

  • pension maximization analysis
  • pension distribution analysis
  • retirement plan review 

    Investment Options for Legal Settlements

    Mortgage Cancellation Program

    Portfolio Management Services*

    Investment Brokerage Services*

  • mutual funds*
  • money market funds*
  • annuities
  • tax-sheltered annuities
  • stocks & bonds*
  • unit investment trusts*

    Education Planning Services

  • 529 plans *

  • Coverdell Education Savings Accounts*

  • Financial Aid Advice

     

  • Registration
    Would you like to stay informed on the latest changes in the financial world? Interested in tips to help in your quest towards financial independence? Click the link below to sign up for our periodic communications. 

    Email List Registration
    Sports and Entertainment Clients
     

    OFFERING ATHLETES-CLIENTS A RANGE OF FINANCIAL SERVICES-BRINGING CLEATS TO SPREADSHEETS AND WALL STREET TO ASTROTURF.

    We provide you, the sports or entertainment agent or manager with professional help to know you've covered all the financial "bases". For you, the athlete or entertainer, we provide personal financial planning services and on-going asset management services that could result in years of financial stability after your career is over.

    HOW DO THE AGENTS OR MANAGERS BENEFIT

    Financial research and preparation is easier, because we do the financial work for you.

     

  • You establish a better relationship with your client, because now your client knows that you are concerned about their financial future as well as their athletic careers.

    THE ATHLETE OR ENTERTAINER BENEFITS BY.... 

  • Having peace of mind knowing that their hard earned money is professionally managed

     

  • Building a "nest egg" to provide for them long after their athletic careers are over

     

  • Having their own qualified personal financial consultant on hand to provide them with access to and knowledge on the financial industry.
  • For more info on our financial services, please visit our  "Financial Planning" section.   
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    DISCLOSURE

    INVEST Financial Corporation, member  FINRA / SIPCand its affiliated insurance agencies offer securities, advisory services and certain insurance products and are not affiliated with THOMAS-WADDELL & Associates.

    This website may contain concepts that have legal, accounting and tax implications. It is not intended to provide legal, accounting, or tax advice. You may wish to consult an attorney, tax advisor, or accountant regarding your specific situation. No representations are made as to the accuracy of the information contained herein or any information contained in any link provided herein.

    Important Consumer Information:

    INVEST Financial Corporation's Privacy Policy

    This site is for informational purposes only and is not intended to be a solicitation or offering of any security and;

    1. Representatives of a broker-dealer ("BD") or investment advisor ("IA") may only conduct business in a state if the representatives and the BD or IA they represent (a) satisfy the qualification requirements of, and are approved to do business by, the state; or (b) are excluded or exempted from the state's licensure requirements.

    2. Representatives of a BD or IA are deemed to conduct business in a state to the extent that they provide individualized responses to investor inquiries that involve (a) effecting, or attempting to effect, transactions in securities; or (b) rendering personalized investment advice for compensation. *Investment Advisory Services and Securities are offered through INVEST Financial Corp (INVEST) member FINRA,SIPC and Registered Investment Advisor   



    This communication is strictly intended for individuals residing in the state(s) of CA, FL, GA, LA, MD, MS, NM, TX and VA. No offers may be made or accepted from any resident outside the specific states referenced.
     


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